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Morphology Lectures (morphology_lectures_-_bas_08-09.doc)
MORPHOLOGY & ITS BASIC UNITS
- J. W. Goethe – die morphologie – formenlehre
- firstly introduced in Biology; 19th century – in linguistics
- studies shapes and internal structures of words – correlation of form and meaning of the word (W)
- grammar = morphology + syntax + phonetics & phonology
- M was considered to be well researched -> lesser attention (than syntax)
- 70s – M development, increased interest, innovations
- fundamental concepts of M – word & morpheme (least consistently used in M)
Status of Word
- defining W syntactically: smallest unit of syntax, criterion of the minimal free form (Bloomfield)
- a potential diagnostics for wordhood (can it stand alone?) – not universally reliable (whose book is it? – my* (should be "mine"))
- semantically: semantic entity, a linguistic unit (LU) of a single/more meaning/s
- frequently word boundaries do not coincide with meaning boundaries (criminal act – criminal lawyer)
- phonologically: domain of stress assignment – not an absolute generalization (The hot dogs ran for the lake – 7 words, 4 stresses)
Content Words & Function Words
- CW = lexical word – refers to objects, events, abstract concepts... – open class
- FW – best characterized by its grammatical function – modals, articles, conjunctions... – closed class
orthographic W – unit, which, in print, is bounded by spaces on both sides (words separated
by gaps)
lexeme – abstract unit unifying several word-forms (WF)
- lexemes – in print in capitals (AND)
- lexeme vs. lexical unit – Cruse (1986): LU – union of a lexical form in a single sense, L – family of all LUs
paradigm – set of all inflected forms that a lexeme assumes
grammatical W – defined by its place in a particular paradigm – different gram. function (he
walked home – he has walked home)
idioms – also listed in dictionaries (but are not words) – share with lexemes the quality of
having dictionary entries
listeme – listed in dictionary (lexemes, idioms, phrasal verbs...)
Bauer (2003) – word-forms (including orthographic Ws)
– lexemes
– grammatical Ws
Matthews (1974) – phonological (or orthographic) Ws
– grammatical Ws
– lexeme
DiSculio & Williams – 4 notions of W
- morphological object – constructed out of morphological atoms, i.e. morphemes, by processes of affixation & compounding
- syntactic atom – indivisible building blocks of syntax and thus treated as indivisible into morphemes
- listeme – W as a listed object, linguistic expression memorized and stored by speakers
- phonological W
Elements Smaller than Word
morpheme – smallest, indivisible unit of semantic content or grammatical function from which Ws are made up; smallest linguistic sign (LS) – form + meaning
- Jan Baudouin de Courtenay (19th C)
- phonological difference correlates with semantic difference (boy/boys), (the boy goes/the girl goes)
- the difference in lexical meaning (she plays/she played)
- the difference in grammatical function
morph – physical morph representing some morpheme, realisation of morpheme
- in writing – morphemes enclosed in { }, morphs separated by decimal points (great.ly)
LEXEMES made up of 1/more MORPHEMES
realised by realised by
WORD FORMS made up of 1/more MORPHS
- if different morphs represent the same morpheme – allomorphs of that morpheme (/id/, /d/, /t/ - past tense)
- a set of morphs is classified as allomorphs of the same morpheme if they are in complementary distribution
- CD – if they represent the same meaning or serve the same grammatical function and are never found in the same context
DERIVATIONAL & INFLECTIONAL MORPHOLOGY
- differences between D & I M – any clear-cut boundary between them?
- prototypical cases of derivation & prototypical cases of inflection
- different degrees of D & I
- hypothesis – no clear-cut boundary between D & I – cross-linguistic comparison (one phenomenon of D in one language can be of I in another language)
- criteria to distinguish D & I (always some exceptions):
- DM is based on semiotics
- DM produces new linguistic signs – we name new objects (any substances, actions, qualities, circumstances etc.)
- these objects (extralinguistic reality) result from our cognitive (intellectual) activities
- cognitive activity –> extralinguistic reality –> LS
- IM – no new words, we remain within one LS (practically this does not always work – is it a new LS or not?
- e.g. deminutive otec –> otecko – ist it a new LS? – denotes only a new aspect of the object
- pluralactional verbs – express plurality in some langs (V + inflectional morpheme – distributive action/iterative)
- semiotic function of DM is mainly theoretical
- semiotic function (DM) vs relational function (IM – expresses relations between words and sentences – he readS expresses relation of he + read)
- IM is affected by syntax, DM affects syntax
- the syntactic structure affects the form of the word (they ARE crying – determined by they)
- also some exceptions
- general (Adj) – has syntactic function – attribute/predicate
- generalize (V) – different function – not attributes, compliments... = new word
- IM is obligatory, DM is not (regarding syntax)
- e. g. hovorím s chlapom, not s chlapov (I) -- > obligatory
- thief (moneme), stealer (complex, derived word) – you can use any of them (no rule)
- the poor, the rich – no plural; dead, round (no deader, rounder) --> exceptions
- competition
- no competition between "chlapa" (G) and e.g. "ženy" (G) --> "chlapa" in genitive
- "-ness", "-ity" – suffixes with the same meaning (to create abstract nouns)
- -er, -ist, -ian, -man, - same meaning (to create agent) --> competition between them – we can use any of them (to a certain degree)
- the selection depends on the age, education, profession, linguistic background, gender of the speaker (when coining new words)
- more options in DM (chessist, chessman, chess player)
- uniformity
- greater in IM – consequence of competition & obligatory criteria
- sth is obligatory, no other choice --> you use the prescribed form --> uniformity
- if you have a choice (of rules, affixes) --> there are agents ending in er/ian/ist/etc. – not all agents end in –er --> er-system has gaps
- rules that are almost completely uniform – ing forms
- R. Beard – 1995 – at least in Indo-European languages – common morphological categories (44) – in individual lang. can acquire D or I manifestation – distinction between abstract and concrete categories is not clear
- semantic relevance & amount of semantic change – criteria proposed by Bybee
- SR – a meaning element is relevant to another meaning element if the semantic content of the 1st directly affects/modifies the semantic content of the 2nd
- tree – trees – s does not affect the semantic context of tree – difference only in quantity
- dog – doggie – semantic content is slightly changed (small dog)
- write – writer – semantic content changed – derivation with substantial change of SC
- DM – change of the semantic content of the base
- the greater the difference between the meaning of the derived word & the meaning of the base, the greater the likelihood that the affix is derivational
- IM is morphosyntactically more transparent than DM
- morphosyntactically = morphemes + their meaning
- tree-s – morphosyntactically transparent = plural of tree – principle of compositionality
- analytical langs. – minimum of inflection
- G – chlapa, A – chlapa --> -a for 2 cases --> we do not know what –a means (PoC not applicable here)
- syncretism – 1 form for more grammatical meanings
- -a = 3 gram. meanings – M gender, sg, G --> cumulative exponent (1 morph. – 3 meanings)
- airs – unnatural manners in order to impress – air has no plural, air+s = unpredictable
- damages – money to be paid for causing damages = unpredictable
- works – moving parts of a machine = unpredictable
- protoypical IM does not change the word class
- write (V) + er = writer (N) --> DM
- word class – one aspect of categorial change
- S. Scalise – also changes within the word class – we should go into the word class, not above it
man manhood – both nouns
- abstract + abstract
+ countable - countable
- morphological rules of DM can be recursive (in contrast to IM rules)
- tree –s –s --> treeses --> no sense (IM)
- general –ize –tion –al (DM)
- institute –ion –al –ize –ion –al --> makes sense (DM)
- we can repeatedly use morphemes in DM
- IM – one rule applied once only
- Jaqam (lang.) – N>V>N>V>N...
- West Greenlandic (Eskimo) – 400 productive affixes – can be combined with each other recursively --> long words (correspond to our sentences)
- IM is typically organised in paradigms
- paradigm = set of all inflected forms of a word
- paradigmatic organisation in DM is much weaker
- if you produce a new word, it is classified as a paradigm (has rules)
- DM – list – lístok – lístkový – lístkovitý
- repeated patterns of regularity – květ – kvítek – kvítkový – kvítkovitý
- derived words are likely to be stored in memory (inflected word forms unlikely)
- lots of psycholinguistic research here
- in memory we keep patterns, not words (sing + s = 3rd sg --> automatically we can produce other 3rd singulars)
- also patterns for regularly derived words – [V + er --> NAg]
- we remember idiosyncratic cases (unpredictable) – eg irregular plurals, words like transmission (unpredictable meaning "gear")
- we have to remember cases that can't be formed according to a rule
- idiosyncratic cases prevail in derivation
- I affixes have more peripheral position than D affixes
- general – ize – s driver – er – s
D I D I
- exceptions: betterment (better - form of good)
I D
- unhappier - un [happier] – morphological analysis (correct) = bracketing
[unhappy] er – semantic analysis paradox
MORPHOLOGY / PHONOLOGY INTERFACE
- interface – way in which M and P affect each other
- includes cases when P uses M information or vice versa
- these interactions and grammar describing them = morphophonology or morphophonemics
- allomorphy – the English past tense suffix –ed --> [d] (blamed, triggered), [t] (jumped, itched), [id] (aided, loaded)
- the underlying (basic) past tense morpheme is [d] – in 2 unlike environments (after all vowels and specific consonants)
- [t] – result of assimilation (preceding consonant is voiceless)
- the vowel in [id] is epenthesis
- assimilation – occurs when one segment takes 1/more phonetic characteristics (nasality, voicing) of the another one
- progressive assimilation – characteristics spreads forward
- regressive assimilation – characteristics spreads backward
- epenthesis – process that inserts a segment in a given environment
drama – dramat-ic – dramat-ist
Plato – platon-ist – platon-ism
(short) (longer) (longer)
- long form is the underlying form – to be used fot non-native (Latinate) suffixes
- short form – used before native (Germanic) suffixes and with prefixes
- plural of drama = dramas, not *dramats
Prosodic morphology
- deals with interaction of M and prosodic structure
- prosodic structure – concerned with the timing units of lang. (word, syllable, vowel length)
- root-and-pattern morphology
- esp. in Semitic languages, root consists of a series of consonants and derived/inflectional forms are created by superimposing the root on a vocalic pattern
malax (he reigned) – root m l x – template _a_a_
- reduplication
- morphological process that repeats all/part of a given base
- determined in phonological terms, used for D and I
kaldi (goat) – kal-kaldi (goats)
pűsa (cat) – pűs- pűsa (cats)
Linguistic exaptation
- diachronic; occurs when phonological material takes on new function unrelated to its original and obsolete function
- Lass (1990) – "linguistic junk"
- Rudes (1980) – "linguistic left-overs"
- the development of the verbal suffix –esc in Romance:
- in Latin the suffix –sc attached to sequences of verb stems plus theme vowel (determining the inflectional class) to form the inchoative aspect (an action about to begin)
paleo (I am pale) – palesco (I begin to pale)
amo (I love) – amesco (I begin to love)
- inchoative suffix stopped to be productive (in time)
- theme vowel came to be segmented as one invariable form
- -esc in Romanian & Rheto-Romance + -ice in Italian
- Lass' model for the future development of ling. junk -esc/-isc:
- could disappear completely
- kept as "marginal garbage"
- take on new meaning and function (this happened – it has distinctive function)
Levelling
- diachronic process of simplification & regularisation of M in which an irregular or minority pattern changes to a more common pattern
- sound alternations that do not signal important differences in meaning are often eliminated
Prehistoric Latin Old Latin Classical Latin
N colo:s colo:s color
G colo:s - e colo:r - is colo:r - is
D colo:s - ei colo:r - ei/e colo:r - i
A colo:s - em colo:r - em colo:r - em
Ablative colo:s - i colo:r - e colo:r - e
- due to rhotacism intervocalic /s/ became /r/
- analogy – the force which allows the speaker to create a new construction based on already-
known parallel form
- children often say *comed, *maked (by analogy with regular verbs, e.g combed)
MORPHOLOGY / SYNTAX INTERFACE
- I expresses morphosyntactic information (syntactic information expressed morphologically)
- this includes the abstract syntactic categories of tense, aspect, number and case
- specific values for these categories, eg past, plural, are generally referred to as morphosyntactic features (Matthews) – the feature is morphological but required by syntax
Exponence
- coined by Matthews – refers to realisation of morphosyntactic features in inflection
- in an one-to-one relationship between form and meaning we speak of single exponence
- if more than 1 morphosyntactic feature maps to a single form, we speak of a cumulative exponence (eg Russian stol-a expresses G & singular)
- if a single morphological feature is realized simultaneously on more than 1 form, we speak of extended exponence (sell - sold = e-->o, +d)
Context-free inflection
- a simple directional mapping between a morphosyntactic feature and a particular phonological string (eg -ing)
Context-sensitive inflection
- the realisation of morphosyntactic features varies (eg ablaut – ran; suppletion – was, went; zero – hit, cut, sent, lent...)
Inherent inflection
- basic to the word and it does not have to be assigned to it (eg gender of the nouns)
Assigned inflection
- a result of government or concord with another element in an utterance (eg case)
Concord = agreement
- occurs when 1 element in a sentence takes on the morphosyntactic features of another element (he fishes = subject-verb concord)
Government = rection
- refers to a situation when 1 word in a sentence determines the form of another (eg case assignment by verbs – vidím chlapa or he gave me a ring – not he gave I a ring)
Inflectional categories (by Anderson)
- configurational properties
- the choice of a particular I is determined by the place occupied by a word in a syntactic config. structure (eg direct object of a verb must be in the A cases)
- agreement properties
- determined by the characteristics of another word/s in the same construction (eg if an adjective modifies a singular noun, it must be assigned a singular affix whose form depends on the form of the affix in the noun it is modifying – pekné dievča, not pekný dievča)
- inherent properties
- must be accessed by agreement rule (eg the gender of a noun – the gender of French or German nouns determines the gender of the adjective that modifies it)
- phrasal properties
- belong to entire syntactic phrase but are morphosyntactically realised in one of the words of that phrase (eg genitive marking 's in Eng. – the Mayor of the Lancaster's car)
Verbal inflectional categories
- Inherent verbal properties
- tense, aspect, mood, conjugation classes – add extra specification to the event, state, process or action indicated by the verb – it will be referred to as the predication
- tense – indicates the time of the predication in relation to a particular moment (whether the event happened before the moment (past), at the same time (present) or after it (future))
- aspect – indicates whether the action/process/etc. is complete or in progress (imperfective = progressive or perfective = completed action)
- mood – describes event in terms of whether it is necessary/possible/permissive/desirable (you must – necessity, you may – permission, you can – possibility)
- conjugation – denotes inflectional classes for verbs; in many langs V belong to a number of distinct morph. classes called conjugations and verbal paradigms are normally described in terms of conjugation
- Agreement verbal properties
- agreement markers determined by the characteristics of some other word in the same construction
- in Eng. – the V agrees with the subject in number (he walks – they walk)
- the only V with extensive agreement is be (am/are/is)
Inflectional categories of nouns
- Inherent categories of N
- gender and number
- number - in many langs – 1 and more than 1 (woman – women); other (Greek) – 1, 2 (dual) and more than 2
- other – further distinction (paucal = a few)
- G – obligatory
- Chinese – no inflection for number
- gender – Eur. langs – nouns referring to animate individuals are usually masculine or feminine, inanimate are usually neuter
- gram. gender does not always match biological sex (das Mädchen)
- Agreement categories of N
- within a noun phrase agreement rules copy an inherent feature of the noun (G+N) on to other words such as articles, numerals and adjectives in the construction
- French – La petite fille chante – The little girl sings
Le petit garcon chant – The little boy sings
- Configurational categories of N
- case – many langs in which subjects are in Nominative case and objects in Accusative = Nominative-Accusative lang. (Eng., Slovak; I saw him)
SEMANTIC APPROACH TO MORPHOLOGICAL ISSUES
- this approach is not typical for US linguistics (the approach is purely formal, disregarded semantics – meaning is difficult to capture)
- later – generativists – generative semantics
- US ling. – Robert Beard (better known in Eur.), Joanne Bybee
Joanne Bybee
- morphologist & typologist; analysed 50 langs – tried to explore relation between DM & IM
- 3 important notions as criteria – semantic relevance, the amount of semantic change and generality of the meaning of the morphological items
- kill – contents semantic component CAUSE
- walked – PAST
- come to know – INCHOATIVE (beginning of the action)
- cause – identified semantically (in the meaning)
- past – expressed within a morpheme –ed
- inchoative – in a phrase (syntactically)
--> different ways of expressing semantics
- emphasises obligatoriness of I markers (D are not obligatory)
Semantic relevance
- a meaning element is relevant to another meaning element if the semantic content of the first directly affects/modifies the semantic content of the second
- čítal – čítala --> -a does not affect the stem, the action is the same – semantic relevance of –a is almost zero
- čítať – čitateľ --> -eľ affects the meaning (action --> person) – substantial semantic change
- if an element is of high semantic relevance --> it is derivational
- if an element is of low semantic relevance --> inflectional
Class changing derivation – word changes its word class
Class maintaining deriv. – same word class (boy --> boyhood – concrete N --> abstract N)
he reads a newspaper
he is reading a newspaper – class changing D (derived from read); -ing –
semantic relevance almost zero (action --> process)
there is a continuum --> 0 ___________________ max
inflection derivation
Meaning generality
- consistent application of meaning across a particular category of roots with the same semantic effect
- chlap – all the words declined according to this have the same case endings (only a few exceptions)
- verbs – regular (1sg = -m, 2sg = -š) – the applicability of the morphemes across the root (eg no matter what the root of the noun is, it is declined according to chlap)
- all the roots are controlled by the same principle
- D morphemes are barely general, there are many gaps – higher competition
Robert Beard
- neglected by US linguists; several books
- new theory – lexico-semantic morphological theory – lexeme-morpheme base morphology (LMBM)
- basic principles – study of Indo-European categories (synchronic & diachronic approach)
- D categ. rules and principles are common to all Indo-Euroropean langs
- they are of universal validity and applicability
- they are expressed differently in various langs
- those universal categories and functions must be separated from morphemes which mark them
- we have semantic categories operating on different levels than their morph. realisation
- he identified 44 semantic categories – may be expressed derivationally or inflectionally in different langs (no border between D & I)
- in the beginning of Indo-European langs there was no D or I, only 1 category
- any attempt to separate D and I is artificial
- Jan Baudouin de Courtenay (PL) – puts roots, affixes (D&I) into the same component – morpheme = single morpheme hypothesis
- Bloomfield – transferred this idea of linguistic sign from word to morpheme – sign base morpheme hypothesis
- morphemes/affixes are in lexicon with the words (general approach) = lexical morpheme hypothesis
Robert Beard
- critical with regard to former approaches
- lexeme-morpheme base hypothesis – distinguishes between lexical morphemes (lexemes) and grammatical morphemes (morphemes)
- lexemes – free units, morphemes – bound; clear boundary between them
- lexemes – open classes (new words can be added)
- this correspond to Aristotle's approach (major and minor word classes)
- bound morphemes (affixes) – same status as conjunctions, interjections etc. (grammatical function) – D & I morphemes (no meaning, just function)
- lexemes – direct connection to extralinguistic reality, refer to objects, are signs, have meaning
- lexemes are phonologically represented (morphemes need not to – zero/empty morphemes)
- lexemes have categorial meaning, morphemes represent meaning, but do not carry it, they just spell out (express) the categorial meaning of lexemes
- morphemes refer to universally available categories --> certain number of categories common to Indo-European langs – represented by I & D morphemes or syntactically
- I category can be realised differently in different langs (eg comparison expressed with affix or syntactic devices) – this pertains to all 44 categories proposed by Beard
- all Indo-European langs can make use of these categories and have their own ways of expressing them
- eg category Anterior (sth is before sth else in terms of time) can be expressed by preposition before or prefix fore- or prefix pre-
- category Intermediate – syntactically --> preposition between, derivationally --> prefix inter-
B. Šimanek
- the basic set of lexical D categories is routed in the fundamental concepts of cognition
- categories expressed differently
- D morphemes are separated from I morphemes – separationist hypothesis
- I spells out categories in syntax, D categories in lexicon
category Agent (Subject – the bearer of action)
The baker bakes bread.
bake = lexeme
category of object – bake + er
- certain relation between bake & baker
- one category (eg Agent) can be expressed differently – derivationally –er, inflectionally – position in the sentence (at the beginning of a sentence – subject)
- Beard distinguishes between derivation (cognitive process) and affixation (spelling-out process – phonological representation without meaning)
- lexemic extensions are regular, productive, abstract rules producing regular semantic elements without any reference to affixation
- Beard rejects Chomsky's opinion that derivation is irregular --> D rules are highly predictable
- Ag --> -er, -ist, -ee, -man, -ian,... --> a number of affixes for one category
- also one affix can spell out different cognitive categories (-er – Agent, Instrument, Result (winner)) = asymmetry (typical for meaningless morphemes)
Lexicon
- place, where all irregularities are stored, where rules do not have access
- morphemes are not predictable, must be defined, specified individually
- Chomsky – especially in 1970s – Remarks on Nominalization; rejected DM as a field governed by rules
- Aronoff – regularly formed words are not stored in the lexicon, all connected with relativized approach to productivity and blocking (what is regular cannot be blocked)
- Rachel Lieber – introduced the notion of "permanent lexicon" – includes all unanalysable units (lexical terminal elements – final stage) – can be twofold – stems and affixes
- emphasis on simplicity, units not complex
- they are specified in the same way – several parameters:
- phonological – cannot predict the form of the morpheme
- semantic – cannot predict the meaning of a simple sign
- stems – category (word class)
affixes – specified for subcategorization + specify the resulting category (verb)
- syntactic feature – insertion frame – syntactic structure resulting from the use of suffix
run This man runs a factory.
NP V NP
NP + gap
-ize insertion frame – He likes to generalize –NP + gap
He realized the circumstances – NP gap NP
- diacritics – any specific information for run – run is of Anglo-Saxon origin
- -ize = class 2 (no phonological change)
- should be attached to lexical terminal elements
Halle
- scheme of model of word-formation – 3 different lexicons:
- list of morphemes
- dictionary of words or complex words
- constituted by means of the filter – indicates the gap in the system
Ellen
- overgenerating principle
- permanent lexicon – actual words are stored
- conditional lexicon – includes all possible words (produced by regular WF rules)
- recursiveness – implies infinite, list – implies finite = contradiction
Jackendoff
- lexicon contains all the words – simple, complex, un/analysable, predictable, idiosyncratic
DiScullio & Williams
- listemes – not words, not noticed by linguists before – also morphemes, affixes, longer units (idioms, collocations) are listemes
- poses a problem – what is a lexical unit?
Bauer
- detailed, concentrates on lexicon with idiosyncratic elements
- phonological nature – segmental derivation (Monday – ei/i), suprasegmental feature (stress)
- morphological nature
- syntactic nature – adjectives may function as attributes (This is a nice house) or predicates (This house is nice)
- former – only as attribute, afraid – only as predicate – should be captured in the lexicon
- all these approaches take lexicon as a list
Steven Anderson
- rejects the view of the lexicon as a list
- we have to have knowledge – to be able to use lexicon
Qude
- lexicon is the knowledge a speaker has of how words can instantiate positions in a syntactic structure
- each word is constituted by its relations (paradigmatic and syntagmatic)
- the meaning of a word is given by its relation to other words
David Pasetsky
- rejects the existence of the lexicon, based on bracketing paradoxes (more unhappy/unhappy+er)
- each lexical unit is described by its features on different levels
Onomasiological approach
lexicon <-----> WF component
- lexicon contains all morphemes, all affixes, all words produced by WF component
- any idiosyncracy is realised in the lexicon
- produce a brand new word
- make use of existing word
- transmission – produced by [V + ion] – the act, fact, degree of transmitting – shifted to the lexicon
- car producers did not use new combination of morphemes – used an existing word and gave it a new meaning unpredictable from the rule (semantic shift)
- clipping, acronyms produced in the lexicon (laboratory --> lab – remove a part of the form in lexicon)
- hypothesis that only irregularly formed words are stored in the lexicon (idiosyncratic words + rules)
- inflectional langs – words are stored with all their inflection or just their paradigm? all verbal conjugation forms? irregular forms of words, which are regular in WF? what is more economical? basic?
- more advantageous to store just idiosyncracies and rules or to keep all the words with no subsequent operation?
LEVEL-ORDERING THEORIES
Level ordering
- a theoretical principle explaining affix ordering, morpho-phoneme effects over affix boundaries and the varying effect of stress in morphologically complex words
- Chomsky + Halle – The Sound Pattern of English (1968)
- a phonological representation is seen as a single linear sequence of elements including also boundaries between words and morphemes
- a morpheme boundary (symbolised +) = weak boundary
- a word boundary (symbolised #) = strong boundary
- in SPE, the distinction between the 2 kinds of boundary relies on phonological rather than on morphological evidence
- do these phonologically motivated boundaries correspond with those morphologically motivated? – the work of Siegel, Allen and the lexical phonologists can be seen as an attempt to answer this question
Dorothy Siegel – Topics in Morphology (1979)
- class 1 affixes (those attached with a + boundary, in SPE terms)
- class 2 affixes (# boundary)
- these two classes can be distinguished in terms of their phonological and morphological properties
class 1 – suffixes: +ion, +ity, +y, +al, +ic, +ate, +ous, +ive
prefixes: de+, re+, sub+, in+, con+, pre+, en+, be+
class 2 – suffixes: #ness, #less, #hood, #ful, #ly, #y, #like
prefixes: de#, re#, sub#, un#, non#, semi#, anti#
- the two classes of affixes give rise to different phonological effects
- class 1 affixes carry a stress shift, class 2 are stress-neutral
class 1 class 2
productive productivity productiveness
- class 1 affixes also tend to cause changes in the consonant and vowel segments of the stem to which they are attached
class 1 class 2 (do not trigger such changes)
fragile fragility fragileness
- morphological differences – class 1 affixes appear nearer to the root than class 2
Affix Ordering Generalization
- class 1 affixes may attach to stems (i.e. bound morphemes)
- class 2 affixes only ever attach to words
1 – re-fer 2 – re-take, un-fair
Siegel class 1 affixation
lll
stress rules
lll
class 2 affixation
- inflectional affixes in Eng. are class 2 – no stress change
- the correctness of this prediction has been a matter of considerable debate
Allen (1978) – Extended Level Ordering Hypothesis
level 1 (+ affixation)
appropriate phonological rules including stress rules
level 2 (# affixation)
level 3 (compounding)
level 4 (regular inflection)
Kiparsky (1982) – Lexical Phonology & Morphology:
- each morphological rule is accompanied by phonological rule – cyclic phonological rules at various levels (each level has a characteristic rule)
Lexical rules
- apply only within words
- cyclic – in each lvl it is necessary to pass through both lvls; output must be a legitimate word
- structure-preserving
- apply first
- not automatic = conscious
Post-lexical rules
- apply within words or across word boundaries (las(t) trip)
- not cyclic
- not necessarily structure-preserving
- apply later
- automatic – whenever conditions are met
Elsewhere condition (Kiparsky)
- the more specific rule applying at a lower level blocks the application of more general rule operating at a higher level
- this explains why plural foot – feet is assigned at level 1 where irregular plural (specific rule) is formed and regular plural formation *foots at level 3 is blocked
- the failure of blocking results in doublets like dreamt/dreamed, syllabi/syllabuses
- the bracketing paradox – un – [ grammatical – ity ] = incorrect
[ un – grammatical ] – ity = correct (un attaches to Adj only)
NATURAL MORPHOLOGY
- introduced in 1980-90s
- compared to other approaches – different perspective to linguistic issues
- natural = cognitively simple, elementary, accessible – universally preferred
- if it is simple or not – matter of scale
- 3 filters for naturalness:
- universal filter – universal rules
- condition the use of language
- cognitive foundations of language and its use, psychological conditioning of using lang, sociolinguistic factors, semiotic motivation
- internal and external factors are equally important
- linguistic factors outside morphology
- morphological system of the language itself
- NM drew on former approaches – markedness theory
boy – unmarked = natural boys – marked = unnatural (plural marked)
- unmarked categories are more natural and frequent in langs
- preference for unmarked categs – they are more easily acquired
- children regularize irregularities – according to boy/boys (unmarked) they form *oxes (instead of marked oxen)
- numbers of preferences are related to semiotics – Peirce's classification (see Essentials of English Linguistics)
- icons = signs based on similarities between the word and the object
- crucial role in NM – images (most iconic icons), diagrams, metaphors
Images
- Berko (psycholinguist) – non-existing word wug – respondents of various ages had to create diminutives
- children --> wig – relation between sound and meaning (i = front hight vowel indicating smallness)
- older --> wuggie – u preserved, i sound added (smallness)
- oldest --> wuglet – e sound still front but not high
- diagrams – signs based on analogy of relation between signans (form) and signatum (meaning)
(semantically) stone wall – stone = modifier, wall = head
formal PoV – stone = modifier, wall = head
--> there is an analogy of relation between modifier and head --> principle of diagramaticity
- preference for constructional iconicity
teach --> teach-er = new form (by suffix) represents new meaning (natural)
tooth --> teeth = new meaning by internal modification (less natural)
to cut --> a cut = new meaning but no new form (unnatural)
backformation --> to backform = new meaning by deleting form (unnatural)
--> most natural processes = new meaning represented by adding some new form
Indexes
- direct relation between signans and signatum
teach-er = direct attaching
abso-fucking-lutely – word absolutely (base) violated – new meaning inserted
- preference for indexicality
- fixed order of morphemes – cannot add affixes arbitrarily
- preference for morphosemantic transparency
- we can identify the semantics from the constituent morphemes
boy-s – meaning of the whole = meaning of its components together – Freje – principle of compositionality
the + cat + sat + on + the + mat – meaning of the words --> meaning of the sentence
high school --> special type of school? (compound)
--> high building? – compositionality (high + school)
- preference for morphosyntactic transparency and opacity
degrees:
- both modifier and head are morphosyntactically transparent (doorbell – both preserve original meaning) = natural
- modifier is not MST, head is (strawberry) = less natural
- modifier is MST, head is not (jail-bird – a person) = less natural
- none of them is MST (ladybird – kind of insect) = unnatural
6) preference for morphotactic transparency
- it is natural to have complex word, in which the form of the motivating constituent is not changed
teach – teacher – from the formal PoV – no change in teach or er
roast – roaster – syllabic border has moved (roast --> roas-ter) = resyllabification
black + board – separately – stress on both
-- compound – change of stress (this is against MTT)
divide – divisible – change of diphthong into monophthong, consonantal change = MTT much lower = unnatural
suppletion (bad/worse, be/am/is/are) – formal relation is non-existent = unnatural
7) preference for biuniqueness
- 1 form should represent 1 meaning (-able = only Quality)
- -er = Agent/Instrument/Location (eg Londoner) – 1 form with more meanings
- Agent = er/ist/ian/ee/man... – 1 meaning by more forms
- this is unnatural (many relations)
MORPHOLOGICAL TYPOLOGY
- deals with comparisons of various languages (langs with rich M (Slavonic), langs with hardly any M, langs with many/no word classes...)
- study of similarities and differences of langs
- results in certain classification
- related to language universals – features shared by all/majority of natural langs
- no strict boundary between MT & LU (just quantitative)
- number of langs in particular type is smaller (?) than in LU
- cognitive abilities of speakers are basically the same
- Chomsky – we have precondition for lang (tabula rasa)
- there is no lang without phonemes (divided into vowels and consonants), morphemes, sentences...
- secondary categories, word order, other individual grammatical phenomena – different
- 19th C – period of exclusive focus on comparison of langs
- 20th C – significant results – thanks to American linguists – mapping the lang (USA – native lang) – trying to preserve langs dying out
- present days – thousands of langs die (ppl have to adapt to majority – quit speaking their lang)
- other accounts of LU – monogenetic theory (of protolanguage) – not justified
- other theory – existence of LU follows from functional & pragmatic function of lang – rejected (synonyms, homonyms – not pragmatic)
- language is not pragmatic – many redundancies, ambiguity...
- Chomsky – deductive method of reaching LU – study 1 lang in detail & draw generalizations (theoretical approach to LU)
- Greenberg – study many langs & compare them by parameter & then generalize
- it is hard to identify a well-balanced lang sample – usually more than 50 langs for a statistically relevant research
- absolute U – shared by all the langs
- statistical U – prevailing number of langs have certain features (almost all langs have
suffixation – suffixation is statistically universal)
- implicational U – if A --> then B (if there is feature A, then there has to be feature B)
- at least 2 colour terms in each lang (black and white); 3 colours (black white red); no lang with 4 colour terms; 5 (B W R yellow green)
black yellow --> if there is a word for yellow, then there must be words for B W R too
red (they are before it)
white green
- if a lang has discontinuous affixes – always has prefixes or suffixes (or both) = natural
- unnatural = eg German – split affixes (ge-arbeit-et)
- if a lang has D, it always has I
Morphological Classification
Friedrich Schlegel – 1st to propose relevant MC (organic & agglutinative langs) – 19th C
- organic – ideal, the substance of lang (lexical meaning & its formal representation) are in harmony with the spirit of the lang (grammatical meaning & its formal representation)
leipein ("let")
1st sg – leipo --> any new grammatical meaning is expressed twice – in
past – el ip on substance (stem) and in suffix
perfect – la loip a
- agglutinative – combines several affixes in succession, each of them has only one meaning --> long words
- eg Hungarian, Turkish,...
Edward Sapir (American descriptivism) – analytic, synthetic (inflectional and agglutinative),
polysynthetic, introflecting langs
Analytic (isolating) languages
- most typical (English, Chinese, Vietnamese...)
- do not have much I (ideal langs – no I)
- cases expressed by prepositional phrases (no I morphemes) – to my house/from my house
- conjugation of V requires use of personal pronouns (I read, you read)
- infinitive expressed by separate words (to read)
- word order – WO expresses relations between words (because it is impossible to express them with words themselves)
Agglutinative (synthetic) languages
- rich in affixes (mostly ideal signs – 1 form = 1 meaning)
er – ler – im – iz – de
house plural my plural of my local case --> in our house (Turkish)
- no grammatical homonymy/synonymy/polysemy
- unlike Slavonic langs – eg chlapa – several meanings (M, animate, sg, A/G case (gram. polysemy)); Agent – ee/er/ian/ist/... --> gramm. synonymy
Polysynthetic languages
- American Indian, Australian
- combines many lexical D & I morphemes in one word
- can express by 1 word what is expressed by sentence in other langs (very long words – 10-15 affixes)
Introflecting languages
- based on internal flection (no affixes – only changes in stem)
- Arabic, Hebrew – vowels inserted into consonantal skeleton
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